Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Floyd Poole | 5068883 | 1 | 03/07/2012 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Crosby | 2473917 | 5 | 03/05/2012 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Jason Lee Bailey | 4408487 | 2 | 02/29/2012 | Customer Dispute | Denied | $19,196.00 | $0.00 | See FINRA Report |
| Theodore Wilson Doyle | 1400016 | 2 | 02/28/2012 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Mark Michael Andrews | 3183707 | 1 | 02/26/2012 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Thomas Jethro Darden | 3094985 | 1 | 02/21/2012 | Customer Dispute | Denied | $355,000.00 | $0.00 | See FINRA Report |
| Jefferson Alan Ledbetter | 1407150 | 3 | 02/14/2012 | Customer Dispute | Denied | $5,760.00 | $0.00 | See FINRA Report |
| Rick David Groeschl | 1844214 | 4 | 02/13/2012 | Customer Dispute | Denied | $24,282.70 | $0.00 | See FINRA Report |
| Geoffrey Allen Jones | 1057223 | 3 | 02/10/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Floyd Dajuan Dabney | 4137985 | 1 | 02/07/2012 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |