Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rene' Tapia Espinoza | 4050886 | 5 | 07/20/2023 | Customer Dispute | Denied | $13,871.90 | $0.00 | See FINRA Report |
| Eric Michael Perschke | 4666899 | 1 | 07/06/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Doyle | 4528305 | 2 | 06/29/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thais Drummond Piotrowski | 4729077 | 3 | 06/27/2023 | Customer Dispute | Denied | $117,705.00 | $0.00 | See FINRA Report |
| Timothy James Blankenship | 3274923 | 1 | 06/26/2023 | Customer Dispute | Denied | $5,900.00 | $0.00 | See FINRA Report |
| Michael Keith Kloubec | 2415021 | 3 | 06/13/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Neil Soiferman | 1990243 | 6 | 06/05/2023 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Rush Nickolas Hodgin | 2169424 | 1 | 05/23/2023 | Customer Dispute | Denied | $350,794.00 | $0.00 | See FINRA Report |
| Kelly Allen Woerdeman | 4834916 | 2 | 05/02/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Raymond Goebel | 2738435 | 2 | 04/11/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |