Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George James Beddie | 16587 | 8 | 08/28/2012 | Customer Dispute | Denied | $34,046.90 | $0.00 | See FINRA Report |
| Detlef Michael Schoeppler | 2759253 | 13 | 08/22/2012 | Customer Dispute | Denied | $77,569.90 | $0.00 | See FINRA Report |
| Thomas Andrew Stickney | 2597982 | 2 | 08/10/2012 | Customer Dispute | Denied | $12,713.40 | $0.00 | See FINRA Report |
| Scott David Lorenzen | 2201725 | 1 | 08/02/2012 | Customer Dispute | Denied | $13,967.70 | $0.00 | See FINRA Report |
| Jeremy Cole Campbell | 4241590 | 1 | 07/31/2012 | Customer Dispute | Denied | $7,645.63 | $0.00 | See FINRA Report |
| Vincent Noah de Vita | 4055454 | 3 | 07/30/2012 | Customer Dispute | Denied | $7,425.52 | $0.00 | See FINRA Report |
| Eric Evan Mc Lendon | 2434869 | 2 | 07/10/2012 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Randy Eric Shewmaker | 4213432 | 3 | 06/15/2012 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| David Marc Kleiner | 1985225 | 1 | 06/14/2012 | Customer Dispute | Denied | $38,250.00 | $0.00 | See FINRA Report |
| Richard Dean Nilsen | 1904250 | 2 | 06/08/2012 | Customer Dispute | Denied | $6,605.48 | $0.00 | See FINRA Report |