Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Paul Martin | 1536729 | 8 | 12/31/2012 | Customer Dispute | Denied | $56,708.90 | $0.00 | See FINRA Report |
| Randall Scott Kreinbrink | 2394605 | 1 | 12/28/2012 | Customer Dispute | Denied | $8,587.15 | $0.00 | See FINRA Report |
| Craig Eugene Holman | 1799270 | 2 | 12/27/2012 | Customer Dispute | Denied | $117,014.00 | $0.00 | See FINRA Report |
| Jaysen Munro Piche | 4797315 | 2 | 12/14/2012 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| James Geeton Woo | 2753573 | 1 | 11/30/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Ira Scott Kallish | 5046194 | 2 | 11/27/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Latham Taylor | 2497684 | 2 | 11/23/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mitchell Steven Rock | 1451592 | 9 | 11/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Thomas Friel | 4885801 | 1 | 11/08/2012 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |
| Richard Duane Mukomela | 4370556 | 4 | 11/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |