Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geoffrey Bennett Lee | 4698863 | 3 | 02/27/2013 | Customer Dispute | Denied | $12,761.70 | $0.00 | See FINRA Report |
| David Raymond Lyon | 2391509 | 4 | 02/08/2013 | Customer Dispute | Denied | $7,782.23 | $0.00 | See FINRA Report |
| Luis Gerardo Landin | 3091788 | 3 | 02/07/2013 | Customer Dispute | Denied | $41,294.60 | $0.00 | See FINRA Report |
| Justin James Swope | 2711478 | 1 | 02/04/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Matthew Thomas Miller | 2706852 | 2 | 02/04/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Mac Campbell Stevens | 2337852 | 1 | 01/23/2013 | Customer Dispute | Denied | $47,821.70 | $0.00 | See FINRA Report |
| Paul Gregory Knooihuizen | 1251161 | 1 | 01/10/2013 | Customer Dispute | Denied | $17,288.60 | $0.00 | See FINRA Report |
| Gregory Bedford Townsend | 3278928 | 1 | 01/08/2013 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Geraldine Gordon | 2499098 | 9 | 01/07/2013 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| John Keith Ritchie | 722446 | 4 | 01/03/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |