Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joan Elizabeth Gregor | 2300030 | 1 | 04/15/2013 | Customer Dispute | Denied | $59,342.90 | $0.00 | See FINRA Report |
| Henry Elon Slyker | 2394121 | 3 | 04/11/2013 | Customer Dispute | Denied | $331,800.00 | $0.00 | See FINRA Report |
| Gavin Edward Craig | 2652732 | 1 | 04/10/2013 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Steven Myron Larsen | 1770424 | 1 | 04/08/2013 | Customer Dispute | Denied | $12,352.80 | $0.00 | See FINRA Report |
| Danny George Hirsch | 246706 | 4 | 04/01/2013 | Customer Dispute | Denied | $27,169.10 | $0.00 | See FINRA Report |
| Ryan Thomas Albrecht | 3196659 | 3 | 03/29/2013 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Christopher John Olsen | 1541716 | 4 | 03/27/2013 | Customer Dispute | Denied | $5,458.00 | $0.00 | See FINRA Report |
| Theodore Paul Williams | 1625385 | 2 | 03/15/2013 | Customer Dispute | Denied | $305,000.00 | $0.00 | See FINRA Report |
| Patrick Jeremiah O'Brien | 4507514 | 2 | 03/14/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Sharon Rose Kresse | 719745 | 1 | 03/08/2013 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |