Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall David Ehleringer | 1723000 | 3 | 06/06/2013 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Andrew Jacob Schneider | 4262096 | 1 | 06/06/2013 | Customer Dispute | Denied | $28,700.00 | $0.00 | See FINRA Report |
| Hung The Vu | 2057298 | 3 | 06/04/2013 | Customer Dispute | Denied | $10,917.50 | $0.00 | See FINRA Report |
| Christopher Jason Kec | 3199136 | 3 | 05/22/2013 | Customer Dispute | Denied | $97,375.60 | $0.00 | See FINRA Report |
| Mark Oren Tetuan | 829387 | 1 | 05/21/2013 | Customer Dispute | Denied | $22,700.00 | $0.00 | See FINRA Report |
| Justin Michael Elliott | 4577318 | 4 | 05/21/2013 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Randall Scott Linde | 1418608 | 2 | 05/07/2013 | Customer Dispute | Denied | $22,718.40 | $0.00 | See FINRA Report |
| Brandon Michael Harrington | 2842967 | 1 | 05/07/2013 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Kenneth Roger Lowe | 3053690 | 1 | 04/22/2013 | Customer Dispute | Denied | $99,000.00 | $0.00 | See FINRA Report |
| Cindy Speigner Cornette | 3163387 | 6 | 04/16/2013 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |