Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thais Drummond Piotrowski | 4729077 | 3 | 06/17/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna Roseann Evison | 2873423 | 1 | 06/17/2013 | Customer Dispute | Denied | $43,333.10 | $0.00 | See FINRA Report |
| Joshua Dolph Miller | 2262803 | 1 | 06/14/2013 | Customer Dispute | Denied | $46,919.60 | $0.00 | See FINRA Report |
| Steven E Carpmail | 2941792 | 7 | 06/13/2013 | Customer Dispute | Denied | $14,841.00 | $0.00 | See FINRA Report |
| Mary Alice Dolansky | 1047604 | 2 | 06/12/2013 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Duane Paul Heiling | 2344152 | 5 | 06/09/2013 | Customer Dispute | Denied | $13,496.30 | $0.00 | See FINRA Report |
| Victor Morris Israel | 3077849 | 2 | 06/07/2013 | Customer Dispute | Denied | $35,280.90 | $0.00 | See FINRA Report |
| William Edward Bredthauer | 2266233 | 4 | 06/07/2013 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Matthew Thomas Miller | 2706852 | 2 | 06/07/2013 | Customer Dispute | Denied | $14,600.30 | $0.00 | See FINRA Report |
| Stephen Patrick Harnden | 1750036 | 3 | 06/06/2013 | Customer Dispute | Denied | $88,785.20 | $0.00 | See FINRA Report |