Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stephen Meyer | 3062290 | 1 | 07/24/2013 | Customer Dispute | Denied | $6,725.57 | $1,062.01 | See FINRA Report |
| Brandon Marc Flynn | 4336113 | 2 | 07/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sergio Gustavo Weitzman | 2306875 | 1 | 07/09/2013 | Customer Dispute | Denied | $10,155.90 | $0.00 | See FINRA Report |
| John Benjamin Levitt | 4357323 | 1 | 07/02/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Troy Adrian Neily | 2859231 | 1 | 07/01/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Renee Louise Green | 2860222 | 2 | 07/01/2013 | Customer Dispute | Denied | $60,600.00 | $0.00 | See FINRA Report |
| Peter Kontich | 1994160 | 1 | 06/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Arnold Hockenmaier | 1230008 | 1 | 06/25/2013 | Customer Dispute | Denied | $33,141.40 | $0.00 | See FINRA Report |
| Randy Lee Stewart | 2398047 | 5 | 06/20/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kirk John Osborne | 725201 | 2 | 06/19/2013 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |