Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Brian Smith | 1422488 | 1 | 09/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Saimir Astrit Prapaniku | 5499421 | 3 | 09/23/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Mark Fishman | 3118450 | 1 | 09/11/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| MacE Barry Tamse | 1059666 | 6 | 08/29/2013 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Angela Grabovsky | 3008791 | 1 | 08/27/2013 | Customer Dispute | Denied | $154,460.00 | $0.00 | See FINRA Report |
| Douglas Carl Boggie | 1066598 | 2 | 08/27/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Hurley Kaeckmeister | 2774097 | 1 | 08/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thad Rankin Bisselle | 1199497 | 5 | 08/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Rowe | 4403147 | 11 | 08/16/2013 | Customer Dispute | Denied | $5,450.00 | $0.00 | See FINRA Report |
| Eugene Gaetano Armieri | 816753 | 4 | 08/02/2013 | Customer Dispute | Denied | $93,482.70 | $0.00 | See FINRA Report |