Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Mary Ryba Spurgas | 4883684 | 2 | 12/22/2014 | Customer Dispute | Denied | $18,044.30 | $0.00 | See FINRA Report |
| Kevin Lee Ehlers | 2163361 | 3 | 12/16/2014 | Customer Dispute | Denied | $10,908.90 | $0.00 | See FINRA Report |
| Bruce Edward Smith | 2245021 | 2 | 12/12/2014 | Customer Dispute | Denied | $652,000.00 | $0.00 | See FINRA Report |
| Douglas Clayton Melrose | 2377014 | 5 | 12/03/2014 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Nannette Pisig Nocon | 1304953 | 3 | 11/07/2014 | Customer Dispute | Denied | $28,576.30 | $0.00 | See FINRA Report |
| Susan Mary McDougal | 3257689 | 1 | 10/27/2014 | Customer Dispute | Denied | $24,425.00 | $0.00 | See FINRA Report |
| Duane L Dollar | 2266597 | 1 | 10/27/2014 | Customer Dispute | Denied | $6,288.77 | $0.00 | See FINRA Report |
| Debrah Jane Oelke | 1423072 | 1 | 10/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Lynn Green | 5171993 | 1 | 10/06/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew A Drost | 2466963 | 3 | 10/01/2014 | Customer Dispute | Denied | $99,849.00 | $0.00 | See FINRA Report |