Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Bobley | 2206017 | 3 | 09/14/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Gene Varner | 4723070 | 4 | 09/02/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert E Saunders | 3102444 | 2 | 08/27/2015 | Customer Dispute | Denied | $15,100.00 | $0.00 | See FINRA Report |
| Robert Nils Streed | 2974343 | 1 | 08/21/2015 | Customer Dispute | Denied | $17,100.00 | $0.00 | See FINRA Report |
| Mark Dean Brannigan | 4514037 | 1 | 08/20/2015 | Customer Dispute | Denied | $6,778.48 | $0.00 | See FINRA Report |
| Courtney Lloyd Cargill | 2624979 | 2 | 08/11/2015 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jarrid Heath Zamkoff | 3251125 | 1 | 07/27/2015 | Customer Dispute | Denied | $98,711.00 | $0.00 | See FINRA Report |
| Brent Allen Banker | 2551595 | 2 | 07/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Raymond Lenarz | 4059696 | 3 | 07/21/2015 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Kristy Kay Barzen | 2165357 | 2 | 07/21/2015 | Customer Dispute | Denied | $18,900.10 | $0.00 | See FINRA Report |