Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Sean Beriss | 2268907 | 1 | 12/12/2015 | Customer Dispute | Denied | $50,292.60 | $0.00 | See FINRA Report |
| Brett Alexander Breen | 5317564 | 1 | 12/11/2015 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Santo Briganti | 847500 | 1 | 11/25/2015 | Customer Dispute | Denied | $27,872.40 | $0.00 | See FINRA Report |
| James Spangler Ritter | 1710453 | 2 | 11/12/2015 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kelly J France | 4686373 | 1 | 11/05/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Michael Haas | 1919057 | 2 | 11/02/2015 | Customer Dispute | Denied | $134,587.00 | $0.00 | See FINRA Report |
| Vincent Michael Magee | 2720508 | 7 | 10/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey S Rush | 1220200 | 6 | 10/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger Edward Kiefer | 2322638 | 4 | 10/22/2015 | Customer Dispute | Denied | $9,300.00 | $0.00 | See FINRA Report |
| Jeffrey Todd Hankins | 2459394 | 2 | 10/08/2015 | Customer Dispute | Denied | $63,860.90 | $0.00 | See FINRA Report |