Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristopher Raworth Wall | 4285415 | 1 | 01/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Zak William Shapiro | 2982878 | 6 | 01/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Lawrence Murphy | 1507263 | 1 | 01/15/2016 | Customer Dispute | Denied | $27,394.50 | $0.00 | See FINRA Report |
| Jeffrey S Rush | 1220200 | 6 | 01/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Clarke Nast | 2183838 | 1 | 01/08/2016 | Customer Dispute | Denied | $14,755.60 | $0.00 | See FINRA Report |
| Daniel John Ruediger | 2740109 | 1 | 01/05/2016 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Mark A McDonald | 4431230 | 1 | 12/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Larry Stephen McDonald | 1174875 | 3 | 12/22/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Edward Jensen | 4744063 | 1 | 12/16/2015 | Customer Dispute | Denied | $32,576.20 | $0.00 | See FINRA Report |
| Michael Fisher | 4056114 | 6 | 12/15/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |