Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steve Keith Shepherd | 3045115 | 1 | 02/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Leonard Petrangelo | 2866580 | 7 | 02/16/2016 | Customer Dispute | Denied | $78,193.00 | $0.00 | See FINRA Report |
| Daryl F Devillier | 4069344 | 8 | 02/16/2016 | Customer Dispute | Denied | $78,193.00 | $0.00 | See FINRA Report |
| Saroj Krishna Kasturi | 4331996 | 1 | 02/10/2016 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Abigail Santiago-Monroe | 2105885 | 2 | 02/10/2016 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Paul Gerard Kropatsch | 2826638 | 2 | 02/05/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Graham Munro Tower | 4038350 | 1 | 02/01/2016 | Customer Dispute | Denied | $14,202.00 | $0.00 | See FINRA Report |
| Zak William Shapiro | 2982878 | 6 | 02/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Lynn Hansen | 830495 | 1 | 01/31/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Zak William Shapiro | 2982878 | 6 | 01/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |