Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Cormack Holt | 1497129 | 4 | 07/09/2016 | Customer Dispute | Denied | $13,875.70 | $0.00 | See FINRA Report |
| Michael Joseph Perez | 2270237 | 2 | 07/08/2016 | Customer Dispute | Denied | $8,824.43 | $0.00 | See FINRA Report |
| Alauna Diane Boettner | 2753554 | 1 | 07/05/2016 | Customer Dispute | Denied | $30,080.00 | $0.00 | See FINRA Report |
| Kevin Andrew Witowich | 5958162 | 1 | 06/27/2016 | Customer Dispute | Denied | $7,188.43 | $0.00 | See FINRA Report |
| Corrado Aurelio Dell'Aglio | 2076617 | 2 | 06/15/2016 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| John Anthony Melo | 4820731 | 1 | 05/31/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodney Lee Campopiano | 4009476 | 3 | 05/30/2016 | Customer Dispute | Denied | $7,768.35 | $0.00 | See FINRA Report |
| Robert Anthony Bonfiglio | 1997047 | 1 | 05/06/2016 | Customer Dispute | Denied | $7,145.62 | $0.00 | See FINRA Report |
| Francine Sherry Stessel | 5770306 | 1 | 04/26/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Derek Robert Schanhofer | 2804678 | 3 | 04/24/2016 | Customer Dispute | Denied | $42,514.00 | $0.00 | See FINRA Report |