Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Lee Campopiano | 4009476 | 3 | 09/06/2016 | Customer Dispute | Denied | $7,768.35 | $0.00 | See FINRA Report |
| Jennifer Harris Williamson | 2715662 | 1 | 09/02/2016 | Customer Dispute | Denied | $12,318.00 | $0.00 | See FINRA Report |
| Rodney Dean Coe | 5348988 | 1 | 09/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Patrick Luetkemeyer | 1854563 | 5 | 08/31/2016 | Customer Dispute | Denied | $11,133.00 | $0.00 | See FINRA Report |
| William Walter Gammon | 1811853 | 27 | 08/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Doreen Marcia Scott | 2671898 | 6 | 08/16/2016 | Customer Dispute | Denied | $10,603.00 | $0.00 | See FINRA Report |
| Henry Joseph Cormier | 727574 | 5 | 08/08/2016 | Customer Dispute | Denied | $31,569.90 | $0.00 | See FINRA Report |
| Keith Alan Davison | 4474843 | 1 | 08/04/2016 | Customer Dispute | Denied | $12,373.50 | $0.00 | See FINRA Report |
| Howard Michael Stephenson | 2670281 | 1 | 08/01/2016 | Customer Dispute | Denied | $99,621.00 | $0.00 | See FINRA Report |
| Vernos Kenneth Williams | 4874225 | 2 | 07/25/2016 | Customer Dispute | Denied | $33,031.20 | $0.00 | See FINRA Report |