Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Edward Gerst | 4091252 | 1 | 11/21/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Sutton Kosling | 1138794 | 2 | 11/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Fulcher | 2921121 | 2 | 11/02/2016 | Customer Dispute | Denied | $15,745.10 | $0.00 | See FINRA Report |
| Gregory Merlin Thoen | 2237713 | 5 | 10/31/2016 | Customer Dispute | Denied | $115,338.00 | $0.00 | See FINRA Report |
| Bret Robert Johnson | 5534987 | 1 | 10/10/2016 | Customer Dispute | Denied | $24,994.40 | $0.00 | See FINRA Report |
| Chad Benjamin Adams | 3199222 | 1 | 10/04/2016 | Customer Dispute | Denied | $22,349.60 | $0.00 | See FINRA Report |
| Charles Clinton Leonard | 1991879 | 11 | 09/27/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gregory Alan Fulcher | 2921121 | 2 | 09/26/2016 | Customer Dispute | Denied | $15,866.30 | $0.00 | See FINRA Report |
| David Carl Bunce | 2789328 | 1 | 09/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francisco Jose Hernando | 2239094 | 5 | 09/13/2016 | Customer Dispute | Denied | $30,838.50 | $0.00 | See FINRA Report |