Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Joseph Grande | 1539442 | 8 | 01/09/2017 | Customer Dispute | Denied | $15,987.00 | $0.00 | See FINRA Report |
| Rodney Lee Campopiano | 4009476 | 3 | 01/09/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| James Patrick Kirwan | 816890 | 4 | 12/30/2016 | Customer Dispute | Denied | $55,046.60 | $0.00 | See FINRA Report |
| Jenny Rasmussen | 2327474 | 1 | 12/22/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Thomas Stabile | 1283948 | 1 | 12/22/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jesse M Miles | 1543536 | 1 | 12/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodney Eugene Boaz | 5639563 | 1 | 12/13/2016 | Customer Dispute | Denied | $5,200.28 | $0.00 | See FINRA Report |
| Lee Michael Turmail | 2890637 | 1 | 12/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Francis Prioletti | 2099045 | 1 | 12/12/2016 | Customer Dispute | Denied | $5,835.62 | $0.00 | See FINRA Report |
| Charles Allen Evans | 733216 | 5 | 12/10/2016 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |