Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hema Joshi | 2572620 | 5 | 03/03/2017 | Customer Dispute | Denied | $186,000.00 | $0.00 | See FINRA Report |
| David Hatsuichi Aramaki | 2745343 | 1 | 02/27/2017 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Eladio Correa | 1131912 | 3 | 02/24/2017 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Valentino Anthony Scaramuzzo | 1394413 | 1 | 02/23/2017 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Ryan Riley | 5347875 | 1 | 02/22/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Walter Gammon | 1811853 | 27 | 02/21/2017 | Customer Dispute | Denied | $17,795.00 | $0.00 | See FINRA Report |
| Ivette Priscilla Taylor | 4840849 | 1 | 02/16/2017 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| James Walter Keim | 4415318 | 1 | 02/15/2017 | Customer Dispute | Denied | $136,263.00 | $0.00 | See FINRA Report |
| Jay Liban | 5795167 | 1 | 02/06/2017 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| William James Duncan | 2716778 | 1 | 01/19/2017 | Customer Dispute | Denied | $50,350.00 | $0.00 | See FINRA Report |