Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Saimir Astrit Prapaniku | 5499421 | 3 | 04/10/2024 | Customer Dispute | Denied | $115,259.00 | $0.00 | See FINRA Report |
| Stephan Christopher Edwards | 6180082 | 1 | 04/01/2024 | Customer Dispute | Denied | $45,668.00 | $0.00 | See FINRA Report |
| Brandon Scott Jochim | 4478208 | 1 | 03/18/2024 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Nathan Ward Clark | 5067802 | 1 | 03/14/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Christine Marie Emond | 2081196 | 1 | 03/08/2024 | Customer Dispute | Denied | $29,136.00 | $0.00 | See FINRA Report |
| Amanda Ashley Hale | 4072033 | 4 | 01/04/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeff Malcolm Davis | 2195835 | 1 | 12/22/2023 | Customer Dispute | Denied | $2,217,580.00 | $0.00 | See FINRA Report |
| Craig Howard Frank | 1735281 | 3 | 12/13/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Daniel Strong | 2655440 | 1 | 12/11/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Ira Kaufman | 1858426 | 3 | 11/20/2023 | Customer Dispute | Denied | $27,486.60 | $0.00 | See FINRA Report |