Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Edward Troy | 5384915 | 1 | 01/18/2018 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Vincent Michael Magee | 2720508 | 7 | 01/18/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Christopher Massaro | 2559891 | 2 | 12/28/2017 | Customer Dispute | Denied | $750,000.00 | $0.00 | See FINRA Report |
| Raymond Anthony Sailus | 2231013 | 1 | 12/21/2017 | Customer Dispute | Denied | $32,400.00 | $0.00 | See FINRA Report |
| Daniel Eamon Driscoll | 5456193 | 1 | 11/30/2017 | Customer Dispute | Denied | $25,436.40 | $0.00 | See FINRA Report |
| Justin A Parker | 4671557 | 2 | 11/16/2017 | Customer Dispute | Denied | $16,977.90 | $0.00 | See FINRA Report |
| Donald Lee Herndon | 2240766 | 2 | 11/13/2017 | Customer Dispute | Denied | $133,000.00 | $0.00 | See FINRA Report |
| Nicholas William Dyer | 5140700 | 1 | 10/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Scott Benson | 2624200 | 1 | 10/26/2017 | Customer Dispute | Denied | $13,040.20 | $0.00 | See FINRA Report |
| Patrick George Colligan | 1716546 | 2 | 10/24/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |