Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wayne Mitchell Cohen | 1142967 | 3 | 06/24/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael Craig Dombroski | 816091 | 3 | 05/07/1998 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert Stephen Hanley | 2289667 | 2 | 03/12/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Ernest Feuerhelm | 2338017 | 2 | 01/23/1998 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Stephen Maxwell Sherline | 2212153 | 6 | 11/05/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Quinn | 1134161 | 1 | 11/04/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Donald Dzamba | 2518102 | 1 | 10/31/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Daniel Brown | 2304799 | 2 | 08/24/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |