Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Eugene Gardner | 2480619 | 1 | 01/14/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Gustafson | 1303708 | 4 | 12/28/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Paul Gongorek | 864261 | 1 | 12/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Andrew Shontere | 2360767 | 3 | 11/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shawn Peter McCoy | 2702961 | 2 | 11/24/1998 | Customer Dispute | Denied | $15,360.00 | $0.00 | See FINRA Report |
| Nancy Sherif Daoud | 1073514 | 8 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick James Tiernan | 1724047 | 1 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradford Joseph Rindler | 2798758 | 2 | 08/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wolf Hersh Scheck | 412770 | 1 | 07/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Eagle | 1425776 | 1 | 07/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |