Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Touati Delord | 2453511 | 1 | 05/19/1999 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 05/14/1999 | Customer Dispute | Denied | $8,800.00 | $0.00 | See FINRA Report |
| Sherry Lynn Gustin | 1502636 | 1 | 04/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Edwin Lindberg | 2113381 | 1 | 03/19/1999 | Customer Dispute | Denied | $6,429.30 | $0.00 | See FINRA Report |
| Gary Wayne Gassmann | 2013892 | 1 | 03/18/1999 | Customer Dispute | Denied | $22,790.00 | $0.00 | See FINRA Report |
| Roger William Kinder | 2026585 | 1 | 03/08/1999 | Customer Dispute | Denied | $7,710.00 | $0.00 | See FINRA Report |
| Craig Howard Frank | 1735281 | 3 | 02/17/1999 | Customer Dispute | Denied | $27,048.00 | $0.00 | See FINRA Report |
| Robert Joseph Dimaria | 2721781 | 3 | 02/16/1999 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Robert Gregory Mennona | 1232328 | 5 | 02/03/1999 | Customer Dispute | Denied | $98,979.00 | $0.00 | See FINRA Report |
| Timothy J O'Connor | 1672880 | 3 | 01/22/1999 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |