Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Debra F Cohen | 1136585 | 1 | 02/10/2000 | Customer Dispute | Denied | $20,250.00 | $0.00 | See FINRA Report |
| Michael Bruce Cooper | 2716777 | 3 | 02/09/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stacey Lynn Fredrickson | 1245358 | 2 | 02/04/2000 | Customer Dispute | Denied | $62,179.00 | $0.00 | See FINRA Report |
| Wayne Mitchell Cohen | 1142967 | 3 | 01/27/2000 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Gautam B Bose | 2426395 | 3 | 01/10/2000 | Customer Dispute | Denied | $9,450.30 | $0.00 | See FINRA Report |
| John G Brewster | 1230554 | 2 | 12/28/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Maxwell Sherline | 2212153 | 6 | 12/28/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Ross | 2032447 | 3 | 11/17/1999 | Customer Dispute | Denied | $18,948.90 | $0.00 | See FINRA Report |
| Marc Frederick Strasser | 1044685 | 4 | 11/17/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mike Persia | 712234 | 1 | 10/25/1999 | Customer Dispute | Denied | $21,042.70 | $0.00 | See FINRA Report |