Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Arthur Dewitz | 1770432 | 2 | 05/10/2000 | Customer Dispute | Denied | $7,193.00 | $0.00 | See FINRA Report |
| Shawn Peter McCoy | 2702961 | 2 | 05/03/2000 | Customer Dispute | Denied | $9,265.63 | $0.00 | See FINRA Report |
| Blayne Richard Barnhart | 1607548 | 2 | 04/24/2000 | Customer Dispute | Denied | $5,422.22 | $0.00 | See FINRA Report |
| Steven Leo Cahoon | 1112012 | 1 | 04/20/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Haluska | 1571233 | 3 | 04/12/2000 | Customer Dispute | Denied | $5,359.90 | $0.00 | See FINRA Report |
| Landon Clyde Brake | 870031 | 5 | 03/20/2000 | Customer Dispute | Denied | $9,601.00 | $0.00 | See FINRA Report |
| Vincent Thomas Ferrara | 1791902 | 3 | 03/16/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Mark Daniel Mahoney | 2353143 | 2 | 03/10/2000 | Customer Dispute | Denied | $5,421.10 | $0.00 | See FINRA Report |
| Christopher Howell Harvey | 1082041 | 1 | 02/28/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Wayne Messner | 1039868 | 3 | 02/14/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |