Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John G Brewster | 1230554 | 2 | 01/03/2001 | Customer Dispute | Denied | $38,527.00 | $0.00 | See FINRA Report |
| Christopher Milam Black | 2308591 | 3 | 12/13/2000 | Customer Dispute | Denied | $70,887.20 | $0.00 | See FINRA Report |
| Paul Matthew Smith | 2173826 | 3 | 12/04/2000 | Customer Dispute | Denied | $64,935.00 | $0.00 | See FINRA Report |
| Douglas Wayne Messner | 1039868 | 3 | 11/29/2000 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
| Brian Michael Megibow | 3083501 | 4 | 11/28/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfred George Weaver | 460549 | 3 | 11/06/2000 | Customer Dispute | Denied | $113,300.00 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 10/23/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Joseph Lavoyd Pates | 2413445 | 1 | 10/23/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Keith Matthew Kordich | 2743797 | 6 | 10/23/2000 | Customer Dispute | Denied | $16,990.00 | $0.00 | See FINRA Report |
| Keith Matthew Kordich | 2743797 | 6 | 10/03/2000 | Customer Dispute | Denied | $72,625.80 | $0.00 | See FINRA Report |