Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Nathaniel Bryan | 2666134 | 1 | 08/10/2001 | Customer Dispute | Denied | $440,000.00 | $0.00 | See FINRA Report |
| Daryl Frank Kruse | 1460895 | 2 | 08/02/2001 | Customer Dispute | Denied | $13,420.40 | $0.00 | See FINRA Report |
| Jeffrey Robert Christopher | 1028948 | 4 | 07/30/2001 | Customer Dispute | Denied | $33,350.00 | $0.00 | See FINRA Report |
| Vincent Marchione | 1684008 | 2 | 07/25/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John S Trecaso | 1849342 | 1 | 07/24/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Zakkour H Chivi | 1987360 | 6 | 07/16/2001 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Keith Matthew Kordich | 2743797 | 6 | 07/16/2001 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| David Richard Waynick | 2574940 | 1 | 07/13/2001 | Customer Dispute | Denied | $121,703.00 | $0.00 | See FINRA Report |
| Charles Alvanos | 1271781 | 2 | 07/11/2001 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| John David Link | 2647984 | 2 | 07/09/2001 | Customer Dispute | Denied | $15,763.00 | $0.00 | See FINRA Report |