Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Lawrence Tucker | 2368194 | 1 | 10/09/2001 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Cruz | 2677238 | 1 | 10/03/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Rhoda Linnette Christmas | 3130467 | 1 | 09/21/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Bryan Roger Daniel | 2224568 | 4 | 09/20/2001 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| G Roger Daniel | 840618 | 3 | 09/16/2001 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Thomas William Uhl | 1146174 | 2 | 09/04/2001 | Customer Dispute | Denied | $28,046.60 | $0.00 | See FINRA Report |
| Bharat Dharamdas Gurnani | 2159905 | 2 | 08/31/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lynn Lee | 4008298 | 1 | 08/20/2001 | Customer Dispute | Denied | $10,779.30 | $0.00 | See FINRA Report |
| David Patrick Luetkemeyer | 1854563 | 5 | 08/14/2001 | Customer Dispute | Denied | $5,715.00 | $0.00 | See FINRA Report |
| Richard Ray Miller | 2529324 | 3 | 08/13/2001 | Customer Dispute | Denied | $17,328.90 | $0.00 | See FINRA Report |