Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven E Carpmail | 2941792 | 7 | 11/08/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Eric David Johnson | 2736786 | 1 | 11/07/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bharat Dharamdas Gurnani | 2159905 | 2 | 11/07/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Michael Donner | 3143854 | 2 | 11/06/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nick Anthony Pietrocola | 3017749 | 4 | 11/05/2001 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Kenneth John Kriebel | 2955901 | 3 | 11/05/2001 | Customer Dispute | Denied | $24,429.00 | $0.00 | See FINRA Report |
| Kenneth Paul Jeske | 1549761 | 5 | 11/05/2001 | Customer Dispute | Denied | $44,679.00 | $0.00 | See FINRA Report |
| Leverett Brainard Davis | 717867 | 4 | 11/02/2001 | Customer Dispute | Denied | $5,468.04 | $0.00 | See FINRA Report |
| Geoffrey Ellis Orbach | 1759363 | 4 | 11/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Mazzilli | 1469797 | 1 | 10/31/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |