Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zakkour H Chivi | 1987360 | 6 | 02/08/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michel Ross Girardi | 1101575 | 7 | 02/06/2002 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Theophanis Cr Pericleous | 1811765 | 3 | 01/31/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Miller | 2112508 | 2 | 01/28/2002 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Timothy David Huizenga | 2431082 | 2 | 01/15/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Linda Marie Forte | 1370662 | 2 | 01/10/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| David Lynn van Geffen | 1890754 | 3 | 01/08/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Raymond Hauber | 2238269 | 2 | 01/08/2002 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
| David Karl Solomon | 4169877 | 1 | 01/08/2002 | Customer Dispute | Denied | $10,233.00 | $0.00 | See FINRA Report |
| Michael Gregory Constantine | 2046508 | 1 | 01/07/2002 | Customer Dispute | Denied | $6,164.79 | $0.00 | See FINRA Report |