Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bret Anson Urbanski | 2634638 | 2 | 03/04/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anna Ovchinskaya Blekher | 1175020 | 1 | 03/01/2002 | Customer Dispute | Denied | $133,201.00 | $0.00 | See FINRA Report |
| Christine Gustafson | 1303708 | 4 | 02/28/2002 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Mary Haluska | 1571233 | 3 | 02/25/2002 | Customer Dispute | Denied | $62,312.00 | $0.00 | See FINRA Report |
| David John Dziubek | 1689391 | 1 | 02/22/2002 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| Kathlene Bresee Allen | 1335310 | 1 | 02/20/2002 | Customer Dispute | Denied | $21,800.00 | $0.00 | See FINRA Report |
| James Clifford Mc Clure | 2073666 | 3 | 02/15/2002 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Richard Dean Nilsen | 1904250 | 2 | 02/14/2002 | Customer Dispute | Denied | $130,415.00 | $0.00 | See FINRA Report |
| Zakkour H Chivi | 1987360 | 6 | 02/08/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Zakkour H Chivi | 1987360 | 6 | 02/08/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |