Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Thomas Hester | 1789547 | 67 | 04/11/2002 | Customer Dispute | Denied | $264,467.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 04/10/2002 | Customer Dispute | Denied | $212,214.00 | $0.00 | See FINRA Report |
| Jacqueline Ann Nonnemacher | 2915742 | 2 | 04/05/2002 | Customer Dispute | Denied | $137,027.00 | $0.00 | See FINRA Report |
| Laura Lynne Rehbein | 2611562 | 2 | 04/01/2002 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Stephen James Patterson | 1334801 | 2 | 03/27/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Paul Matthew Rohner | 2686242 | 1 | 03/18/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Lee Nethery | 2185524 | 9 | 03/08/2002 | Customer Dispute | Denied | $125,400.00 | $0.00 | See FINRA Report |
| Kelly Lee Diestler | 2096901 | 12 | 03/08/2002 | Customer Dispute | Denied | $91,885.00 | $0.00 | See FINRA Report |
| William Edward Bredthauer | 2266233 | 4 | 03/08/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Timothy Michael Heidenberg | 2943639 | 1 | 03/05/2002 | Customer Dispute | Denied | $59,488.20 | $0.00 | See FINRA Report |