Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Stewart Rosin | 1458219 | 1 | 08/01/2002 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Anthony Nicholas Maneri | 2538380 | 1 | 08/01/2002 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Albert Dennis Rahman | 2539905 | 1 | 07/30/2002 | Customer Dispute | Denied | $19,200.00 | $0.00 | See FINRA Report |
| Douglas Alan Sutton | 1439074 | 2 | 07/30/2002 | Customer Dispute | Denied | $186,960.00 | $0.00 | See FINRA Report |
| Deniz Tuncay Franke | 1597507 | 4 | 07/30/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Charles Alvanos | 1271781 | 2 | 07/29/2002 | Customer Dispute | Denied | $49,756.00 | $0.00 | See FINRA Report |
| David Anthony Kaminski | 2137161 | 1 | 07/29/2002 | Customer Dispute | Denied | $98,172.40 | $0.00 | See FINRA Report |
| John Frederick Hayes | 2001162 | 1 | 07/29/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Kenneth Richard Warner | 2395152 | 2 | 07/24/2002 | Customer Dispute | Denied | $111,000.00 | $0.00 | See FINRA Report |
| Allan James Larson | 3005975 | 1 | 07/23/2002 | Customer Dispute | Denied | $25,767.00 | $0.00 | See FINRA Report |