Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathy Elisabeth Schneider | 2180621 | 2 | 11/14/2019 | Customer Dispute | Denied | $11,825.50 | $0.00 | See FINRA Report |
| Melissa Ann Palmer-Ball | 2254102 | 1 | 11/14/2019 | Customer Dispute | Denied | $5,271.92 | $0.00 | See FINRA Report |
| Jeremy Steward | 5953215 | 1 | 11/14/2019 | Customer Dispute | Denied | $11,825.50 | $0.00 | See FINRA Report |
| Paul Allen Berkman | 1002769 | 5 | 11/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Fairfield Durrett | 6475486 | 1 | 11/12/2019 | Customer Dispute | Denied | $132,669.00 | $0.00 | See FINRA Report |
| Glenn David Fasani | 2832856 | 5 | 10/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Alston Rienas | 2367794 | 2 | 10/18/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Manish Mukhi | 2759787 | 2 | 10/15/2019 | Customer Dispute | Denied | $40,335.10 | $0.00 | See FINRA Report |
| John Joseph Yetman | 1036486 | 3 | 10/15/2019 | Customer Dispute | Denied | $40,335.10 | $0.00 | See FINRA Report |
| Paul Joseph Notermann | 1549413 | 4 | 10/07/2019 | Customer Dispute | Denied | $7,027.00 | $0.00 | See FINRA Report |