Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Heath McCulloch | 2960829 | 2 | 09/13/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William James Harris | 2027567 | 1 | 09/12/2002 | Customer Dispute | Denied | $14,700.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Christopher | 1028948 | 4 | 09/10/2002 | Customer Dispute | Denied | $14,600.00 | $0.00 | See FINRA Report |
| James Spangler Ritter | 1710453 | 2 | 09/04/2002 | Customer Dispute | Denied | $72,741.00 | $0.00 | See FINRA Report |
| Joseph Tyler | 2887794 | 1 | 09/03/2002 | Customer Dispute | Denied | $9,890.11 | $0.00 | See FINRA Report |
| Charles Allen Evans | 733216 | 5 | 09/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodney Adam Schmitz | 1916804 | 2 | 09/03/2002 | Customer Dispute | Denied | $5,775.00 | $0.00 | See FINRA Report |
| Eve Marie O'Reilly Keddy | 2544679 | 2 | 09/03/2002 | Customer Dispute | Denied | $6,750.00 | $0.00 | See FINRA Report |
| Thomas Edward Gregory | 2257409 | 1 | 08/28/2002 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Kelly Lee Diestler | 2096901 | 12 | 08/28/2002 | Customer Dispute | Denied | $104,000.00 | $0.00 | See FINRA Report |