Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela Shiflet Turner | 1036962 | 1 | 10/11/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Manoda Chauhan | 3161582 | 1 | 10/11/2002 | Customer Dispute | Denied | $86,710.00 | $0.00 | See FINRA Report |
| Andrea Noel Kirk | 3073303 | 1 | 10/11/2002 | Customer Dispute | Denied | $16,321.10 | $0.00 | See FINRA Report |
| Bruce Hefner Quick | 1574427 | 2 | 10/11/2002 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Paul Jan van Steen | 729072 | 2 | 10/10/2002 | Customer Dispute | Denied | $23,619.00 | $0.00 | See FINRA Report |
| Ronald Lawrence Phelps | 2815525 | 3 | 10/07/2002 | Customer Dispute | Denied | $5,874.94 | $0.00 | See FINRA Report |
| Scott Ira Kaufman | 1858426 | 3 | 10/04/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Everett Williams | 2262058 | 2 | 10/03/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Barry Clayton Gilbertson | 1189394 | 1 | 10/03/2002 | Customer Dispute | Denied | $9,160.00 | $0.00 | See FINRA Report |
| Gregory A Schultze | 2868352 | 2 | 10/02/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |