Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kerry Brian Kennedy | 2864317 | 1 | 02/10/2003 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Sandra Jean Caprine-Esquer | 1983013 | 3 | 02/07/2003 | Customer Dispute | Denied | $245,000.00 | $0.00 | See FINRA Report |
| John Mark Willson | 2035475 | 3 | 02/06/2003 | Customer Dispute | Denied | $27,563.60 | $0.00 | See FINRA Report |
| Travis Ray Chaney | 2557200 | 3 | 02/05/2003 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Todd Ryan Pfutzenreuter | 2315286 | 1 | 02/03/2003 | Customer Dispute | Denied | $96,315.80 | $0.00 | See FINRA Report |
| Kathleen May Bresnan | 2086103 | 2 | 01/31/2003 | Customer Dispute | Denied | $7,141.92 | $0.00 | See FINRA Report |
| Alika Christian Garcia | 2298506 | 3 | 01/27/2003 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Vivian Wenling Chang | 2837375 | 2 | 01/16/2003 | Customer Dispute | Denied | $44,144.60 | $0.00 | See FINRA Report |
| Roger Alan Martin | 2388438 | 1 | 01/16/2003 | Customer Dispute | Denied | $34,165.00 | $0.00 | See FINRA Report |
| Leslie John Niemeyer | 2166541 | 2 | 01/16/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |