Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Naimuddin Syed | 2774953 | 4 | 04/01/2003 | Customer Dispute | Denied | $14,805.00 | $0.00 | See FINRA Report |
| Kristy Lynn Reed | 3110396 | 2 | 03/31/2003 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Gregory Scott Overland | 1384268 | 1 | 03/17/2003 | Customer Dispute | Denied | $93,700.00 | $0.00 | See FINRA Report |
| Louis John Lanzalotto | 2508782 | 7 | 03/17/2003 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| William Thomas Kildee | 2427948 | 3 | 03/10/2003 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
| Gordon Leonard Bryan | 1292315 | 5 | 03/07/2003 | Customer Dispute | Denied | $6,360.63 | $0.00 | See FINRA Report |
| Sallye Laverne Greenwood | 2466804 | 2 | 03/07/2003 | Customer Dispute | Denied | $351,000.00 | $0.00 | See FINRA Report |
| Christopher Joseph Mallory | 2907143 | 5 | 03/04/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Phillip Richard Williams | 2837041 | 3 | 03/04/2003 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| MacLay Martin Swanson | 3183953 | 1 | 02/25/2003 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |