Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Duane Mukomela | 4370556 | 4 | 04/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Leigh Daggett | 59780 | 3 | 04/21/2003 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Dewey Martin Darwin | 1662033 | 3 | 04/21/2003 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Harry Curtis Ittner | 2372611 | 1 | 04/16/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tim Joseph Meister | 713043 | 3 | 04/14/2003 | Customer Dispute | Denied | $41,020.00 | $0.00 | See FINRA Report |
| Eric Beaumont Fairbanks | 2340650 | 2 | 04/11/2003 | Customer Dispute | Denied | $21,987.00 | $0.00 | See FINRA Report |
| Lisa Marie Forbes | 2183846 | 1 | 04/09/2003 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Carl William Heick | 1218327 | 97 | 04/07/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Brett Wayne Meyer | 2059017 | 3 | 04/04/2003 | Customer Dispute | Denied | $8,062.82 | $0.00 | See FINRA Report |
| Bradley Lynn Melby | 2077528 | 3 | 04/02/2003 | Customer Dispute | Denied | $304,578.00 | $0.00 | See FINRA Report |