Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Lee Diestler | 2096901 | 12 | 06/23/2003 | Customer Dispute | Denied | $32,705.00 | $0.00 | See FINRA Report |
| Steven Earl Wilson | 1904806 | 3 | 06/23/2003 | Customer Dispute | Denied | $363,100.00 | $0.00 | See FINRA Report |
| James Frederick Periord | 1438709 | 2 | 06/23/2003 | Customer Dispute | Denied | $29,842.00 | $0.00 | See FINRA Report |
| Mark Patrick Tolan | 836289 | 3 | 06/17/2003 | Customer Dispute | Denied | $9,404.33 | $0.00 | See FINRA Report |
| Byron Joseph Gega | 2842022 | 3 | 06/12/2003 | Customer Dispute | Denied | $12,770.00 | $0.00 | See FINRA Report |
| Doreen Marcia Scott | 2671898 | 6 | 06/11/2003 | Customer Dispute | Denied | $355,822.00 | $0.00 | See FINRA Report |
| Richard Dale Luedtke | 2415837 | 1 | 06/06/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Mysliwiec | 719662 | 4 | 06/05/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Kevin Chi Lang | 2738151 | 3 | 06/04/2003 | Customer Dispute | Denied | $148,297.00 | $0.00 | See FINRA Report |
| Jac Burton Stulberg | 1473233 | 9 | 06/04/2003 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |