Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Lee Diestler | 2096901 | 12 | 07/14/2003 | Customer Dispute | Denied | $16,997.50 | $0.00 | See FINRA Report |
| Kelly Lee Diestler | 2096901 | 12 | 07/14/2003 | Customer Dispute | Denied | $40,027.50 | $0.00 | See FINRA Report |
| Robert Jay Esterman | 2854331 | 1 | 07/09/2003 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Carla Jo Grimes-Ooyevaar | 2906508 | 2 | 07/08/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Evelyn Harrison Dinkins | 1568422 | 2 | 07/07/2003 | Customer Dispute | Denied | $468,000.00 | $0.00 | See FINRA Report |
| Kelly Lee Diestler | 2096901 | 12 | 07/03/2003 | Customer Dispute | Denied | $34,189.80 | $0.00 | See FINRA Report |
| John Craig Willson | 1045233 | 2 | 07/02/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Lawrence Shoemaker | 1094826 | 1 | 06/30/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Arne Wayne Beneke | 1207113 | 1 | 06/26/2003 | Customer Dispute | Denied | $8,407.35 | $0.00 | See FINRA Report |
| Laura Lee Fish-Kelly | 1281172 | 1 | 06/24/2003 | Customer Dispute | Denied | $19,414.30 | $0.00 | See FINRA Report |