Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Kim Krause | 1706165 | 2 | 08/25/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kerry Michael Mc Mullen | 2752904 | 1 | 08/18/2003 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Joan Holly Donahue | 2121829 | 1 | 08/15/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Keyes | 2894844 | 7 | 08/06/2003 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| David William Headrick | 1429351 | 1 | 08/06/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gavin James Bobo | 1946419 | 2 | 08/05/2003 | Customer Dispute | Denied | $19,700.00 | $0.00 | See FINRA Report |
| Maria Batastini Dell'Ovo | 2546042 | 1 | 07/29/2003 | Customer Dispute | Denied | $5,570.50 | $0.00 | See FINRA Report |
| James Jungtaek Park | 2871295 | 2 | 07/25/2003 | Customer Dispute | Denied | $25,580.00 | $0.00 | See FINRA Report |
| Detlef Michael Schoeppler | 2759253 | 13 | 07/17/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| William Thomas Kildee | 2427948 | 3 | 07/14/2003 | Customer Dispute | Denied | $19,500.00 | $0.00 | See FINRA Report |