Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joe Rench | 1661355 | 1 | 10/08/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Scott | 2677403 | 4 | 10/03/2003 | Customer Dispute | Denied | $28,200.00 | $0.00 | See FINRA Report |
| Larry Everett Edwards | 1003403 | 1 | 10/01/2003 | Customer Dispute | Denied | $6,961.57 | $0.00 | See FINRA Report |
| Peter Ward Jensen | 2489382 | 1 | 09/23/2003 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Jimmy Ray Dooley | 2538114 | 1 | 09/17/2003 | Customer Dispute | Denied | $23,475.00 | $0.00 | See FINRA Report |
| Christine K Baker-Shuck | 1973907 | 1 | 09/09/2003 | Customer Dispute | Denied | $95,151.00 | $0.00 | See FINRA Report |
| James Edward Sims | 2474710 | 2 | 09/03/2003 | Customer Dispute | Denied | $5,050.65 | $0.00 | See FINRA Report |
| Jacqueline Hanson Aime | 2903017 | 5 | 08/28/2003 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| John George Miskey | 1830604 | 1 | 08/28/2003 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Dewey Martin Darwin | 1662033 | 3 | 08/28/2003 | Customer Dispute | Denied | $29,769.00 | $0.00 | See FINRA Report |