Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Michael Magee | 2720508 | 7 | 12/01/2003 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Paul Gordon | 1027219 | 5 | 11/20/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Timothy J O'Connor | 1672880 | 3 | 11/20/2003 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Timothy John Schor | 725761 | 1 | 11/18/2003 | Customer Dispute | Denied | $8,813.87 | $0.00 | See FINRA Report |
| Gary Thomas Ward | 2789804 | 3 | 11/17/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alice Anheuser MacH | 2761943 | 1 | 11/10/2003 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Stanley Robert Jahn | 850546 | 3 | 11/05/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dennis Robert Miller | 2887685 | 2 | 10/24/2003 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Sean Conley Todd | 2482921 | 2 | 10/21/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Martin Repko | 2229295 | 3 | 10/09/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |