Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradford Wayne Richardson | 2087132 | 2 | 12/31/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jack Joseph Seng | 2392621 | 1 | 12/24/2003 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Andre Shoy Duffie | 3169786 | 1 | 12/20/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Kenneth van Hollebeke | 2672818 | 1 | 12/16/2003 | Customer Dispute | Denied | $66,000.00 | $0.00 | See FINRA Report |
| Douglas Dale Bushue | 2195778 | 2 | 12/15/2003 | Customer Dispute | Denied | $6,116.00 | $0.00 | See FINRA Report |
| Mark Steven Galaini | 810023 | 5 | 12/08/2003 | Customer Dispute | Denied | $5,629.00 | $0.00 | See FINRA Report |
| Marlene Joanne Burns | 2653628 | 4 | 12/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher John Civale | 1628736 | 1 | 12/05/2003 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Glenn Willard Cook | 2196793 | 1 | 12/04/2003 | Customer Dispute | Denied | $425,000.00 | $0.00 | See FINRA Report |
| Connie V Russell | 1328147 | 1 | 12/02/2003 | Customer Dispute | Denied | $12,639.20 | $0.00 | See FINRA Report |