Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Lynn Smith | 2841478 | 1 | 01/26/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Norman George Howarth | 1326203 | 2 | 01/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Rudakas | 1028768 | 4 | 01/21/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Reuben | 1064979 | 1 | 01/21/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David James Drolson | 2129394 | 1 | 01/17/2004 | Customer Dispute | Denied | $16,727.50 | $0.00 | See FINRA Report |
| Brad Lee Clasby | 1052979 | 4 | 01/14/2004 | Customer Dispute | Denied | $36,600.00 | $0.00 | See FINRA Report |
| Marie Board Peele | 4346723 | 1 | 01/12/2004 | Customer Dispute | Denied | $13,288.00 | $0.00 | See FINRA Report |
| Todd Michael Stepniewski | 1359838 | 4 | 01/08/2004 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Jay Meredith Kuhn | 2122933 | 1 | 01/05/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert Louis von Holdt | 1414362 | 3 | 01/02/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |