Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Thomas Varones | 2174600 | 1 | 03/25/2004 | Customer Dispute | Denied | $16,000.00 | $123.84 | See FINRA Report |
| Christopher John Olsen | 1541716 | 4 | 03/24/2004 | Customer Dispute | Denied | $22,463.00 | $0.00 | See FINRA Report |
| Kevin Lee Ehlers | 2163361 | 3 | 03/15/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gary Bakker Krings | 1033487 | 1 | 03/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Edward Mc Kelvy | 2394751 | 3 | 03/08/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rick Thomas Holewinski | 2062398 | 4 | 03/05/2004 | Customer Dispute | Denied | $11,692.00 | $0.00 | See FINRA Report |
| George Konstantine Limperopoulos | 2546022 | 1 | 03/03/2004 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Deborah Ellen Haydis | 1298050 | 1 | 03/02/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Raymond Hauber | 2238269 | 2 | 03/01/2004 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Thomas James Meyer | 3007926 | 1 | 03/01/2004 | Customer Dispute | Denied | $17,492.10 | $0.00 | See FINRA Report |