Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Michael Dancek | 1930893 | 5 | 04/26/2004 | Customer Dispute | Denied | $5,014.00 | $0.00 | See FINRA Report |
| Douglas Alan Sutton | 1439074 | 2 | 04/22/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian Daniel Haehl | 2114651 | 1 | 04/22/2004 | Customer Dispute | Denied | $8,141.85 | $0.00 | See FINRA Report |
| Dawn Marie Harwell | 2570587 | 1 | 04/21/2004 | Customer Dispute | Denied | $5,120.00 | $0.00 | See FINRA Report |
| Michael Raymond Quinn | 2846373 | 1 | 04/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric N Lahtinen | 3087911 | 2 | 04/15/2004 | Customer Dispute | Denied | $14,281.00 | $0.00 | See FINRA Report |
| William Harrison Eldridge | 1243318 | 1 | 04/05/2004 | Customer Dispute | Denied | $7,199.00 | $0.00 | See FINRA Report |
| Billie Carol Pettey | 1611336 | 2 | 04/05/2004 | Customer Dispute | Denied | $30,079.00 | $0.00 | See FINRA Report |
| Joseph Steven Lovoy | 2377893 | 2 | 04/01/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Scott Kellogg | 723038 | 3 | 03/30/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |